THE PRIVATE FUND COMPLIANCE OFFICER - COMPANION FILES
julianrsterling.com/compliance

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Revised 24 September 2026.

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WHAT IS IN THE ARCHIVE

1. The book's workbook, corrected
   Fees_Expenses_and_Testing.xlsx          Appendix F, Chapters 10 and 13
   00_START_HERE.md                        what changed is at the end

2. Blank_Model_Set/  (new)
   Fees_Expenses_and_Testing_Blank.xlsx
   The same model with every input emptied, for your own fund, expenses,
   broken deal and fee schedule. The checks sheet counts what is still
   missing and tests what holds for any inputs. The book's figures are in
   book_inputs.txt.

3. Working_Documents.pdf  (new)
   Thirteen printable pages: the risk assessment and what it drives, the
   program checklist, the annual calendar, the code of ethics with its
   acknowledgement and certification, the pre-clearance, gifts and outside
   activity logs, the restricted list and wall-crossing log, the conflicts
   register, the marketing review record, oversight of valuation and of
   service providers, the three fee and expense numbers, investor onboarding,
   the testing plan and sample record, and examination readiness with the
   findings tracker. A4, fits Letter.

4. Forty_Questions.xlsx  (new)
   Forty questions across the book, marked by the file as you type.

5. Cases/  (new)
   Case_1_The_Sample_That_Found_Two.xlsx           Chapter 13, Appendix F
   Case_2_The_Facility_That_Raises_the_IRR.xlsx     Chapters 10 and 8
   Case_3_A_Year_of_Allocations.xlsx               Chapters 7 and 13
   Each case: the note on the first sheet, the model after it, checks at the end.

The files open in Excel, LibreOffice Calc, Google Sheets and Numbers. No macros.
